Governance Infrastructure
Comprehensive documentation and regulatory guidance for deploying autonomous financial agents
Australia Regulatory Compliance
RG 265 - Algorithmic Trading
ASIC (Australian Securities and Investments Commission)
ASIC RG 265 focuses on algorithmic trading, requiring firms to ensure their systems are robust, tested, and capable of real-time intervention. Autonomous agents must demonstrate pre-deployment testing, continuous monitoring, and human oversight mechanisms.
Framework
RG 265 - Algorithmic Trading
Requirements
6 Key Areas
Kuneo Solutions
4 Compliance Tools
What ASIC (Australian Securities and Investments Commission) expects from financial AI systems operating in Australia.
Algorithm Testing
Comprehensive stress testing and scenario analysis required before deployment. Must include market stress conditions and edge cases.
Kill Switch Mechanism
Mandatory real-time halt mechanisms to immediately stop rogue agents or unintended trading behavior.
Audit Trail Requirements
Complete logging of all decisions, trades, and system changes with timestamps and versioning.
Risk Management Controls
Pre-trade risk checks, position limits, and exposure monitoring across all portfolios.
Governance Framework
Clear accountability structures, staff training programs, and escalation procedures for incidents.
System Resilience
Business continuity planning, disaster recovery, and system redundancy requirements.
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